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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision