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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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COBS 8.1 Client agreements: designated investment business

COBS 7.2 Information to be provided by the insurance intermediary

SYSC 6.1 Compliance

COBS 11.5 Record keeping: client orders and transactions

COBS 3.5 Professional clients

COBS 21.3 Rules for firms engaged in linked long-term insurance business

ICOBS 3.1 Distance marketing

SYSC 5.1 Skills, knowledge and expertise

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 13.5 Exemptions from MiFID

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COBS 18.2 Energy market activity and oil market activity

COLL 5.4 Stock lending

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COBS 13.1 The obligation to prepare product information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 8.12 Exemptions applying to all controlled activities

COBS 13.5 Preparing product information: other projections