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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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COLL 1.1 Applications and purpose

FEES 2.1 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 1.2 General application: who? what?

DEPP 5.1 Settlement decision makers

PR 1.2 Requirement for a prospectus and exemptions

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

BIPRU 9.3 Requirements for originators and sponsors

INSPRU 7.1 Application

REC 3.4 Key individuals and internal organisation

DTR 4.1 Annual financial report

BIPRU 5.7 Unfunded credit protection

SUP 5.3 Policy on the use of skilled persons

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading