Search Result

121 - 140 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors