Search Result

661 - 680 of 1059 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions