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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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