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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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