Search Result

141 - 160 of 653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PR App 3.1

As Published: 2005

PR App 3.1

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information