Search Result

641 - 660 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3