Search Result

561 - 580 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes