Search Result

121 - 140 of 748 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous