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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SUP 11.8 Changes in the circumstances of existing controllers

COBS 18.5 Operators of collective investment schemes

COLL 4.7 Key investor information and marketing communications

COND 2.3 Threshold condition 3: Close links

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 6.3 Disclosing information about services, fees and commission – packaged products

COND 2.2 Threshold condition 2: Location of offices

LR 14.3 Continuing obligations

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

DEPP 7.2 Interviews

SUP 15.5 Core information requirements

PERG 5.11 Other aspects of exclusions

REC 3.14 Products, services and normal hours of operation

SUP 11.4 Requirements on firms

ICOBS 1.1 The general application rule

BIPRU 8.7 Consolidated capital resources requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 3.15 Suspension of services and inability to operate facilities

PR App 1.1

SUP 6.4 Applications for cancellation of permission