Search Result

901 - 920 of 1107 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations