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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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Similar To

LR App 1.1 Relevant definitions

COLL 3.1 Introduction

DISP 1.1 Purpose and application

COLL 7.6 Schemes of arrangement

LR 8.6 Criteria for approval as a sponsor

DISP 1.11 The Society of Lloyd's

SUP 15.3 General notification requirements

PRIN 1.2 Clients and the Principles

PERG 8.12 Exemptions applying to all controlled activities

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 7.2 Suspension and restart of dealings

COLL 5.3 Derivative exposure

COLL 1.2 Types of authorised fund

COBS 2.3 Inducements

REC 2.3 Financial resources

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 8.4 Role of a sponsor: transactions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

GEN 2.2 Interpreting the Handbook