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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

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PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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