Search Result

741 - 760 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares