Search Result

661 - 680 of 1002 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules