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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction