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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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Similar To

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

MCOB 8.3 Application of rules in MCOB 4

MCOB 9.3 Pre-application disclosure

PERG 14.3 Activities relating to home reversion plans

BIPRU 11.5 Technical criteria on disclosure: General requirements

ICOBS 3.1 Distance marketing

PERG 10.1 Background

ICOBS 6.4 Pre- and post-contract information: protection policies

ICOBS 2.2 Communications to clients and financial promotions

SYSC 4.3 Responsibility of senior personnel

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 15.6 Territorial scope

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order