Search Result

481 - 500 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose