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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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