Search Result

441 - 460 of 858 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment