Search Result

441 - 460 of 864 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets