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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose