Search Result

421 - 440 of 958 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds