Search Result

401 - 420 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application