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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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