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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose