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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

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Similar To

REC 4.1 Application and purpose

REC 2.13 Promotion and maintenance of standards

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 4.4 Complaints

GEN 2.2 Interpreting the Handbook

DEPP 2.5 Provision for certain categories of decision

REC 4.8 The section 298 procedure

PERG 2.6 Specified investments: a broad outline

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

REC 4.2A Publication of information by UK RIEs

FEES 4.4 Information on which Fees are calculated

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading