Search Result

21 - 40 of 955 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion