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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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