Search Result

361 - 380 of 984 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

TC App 5.1

As Published: 2010

TC App 5.1

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General