Search Result

361 - 380 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction