Search Result

341 - 360 of 1098 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COND 1.3 General

As Published: 2001

COND 1.3 General

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans