Search Result

341 - 360 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements