Search Result

341 - 360 of 1064 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements