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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose