Search Result

321 - 340 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability