Search Result

321 - 340 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation