Search Result

321 - 340 of 539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 18.1 Application

As Published: 2005

LR 18.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors