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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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PR App 3.1

As Published: 2005

PR App 3.1

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

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