Search Result

281 - 300 of 931 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements