Search Result

281 - 300 of 956 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7