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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

PERG 10.4 Pension scheme service providers other than trustees

PERG 8.5 In the course of business

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

FEES 6.7 Payment of levies

COLL 8.4 Investment and borrowing powers

SUP 6.3 Applications for variation of permission

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CRED 10.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 9.4 Traditional securitisation

SUP 15.9 Notifications by members of financial conglomerates

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading