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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SUP 3.11 Review of auditor’s client assets report

LR 15.4 Continuing obligations

COLL 6.13 Record keeping

PERG 5.11 Other aspects of exclusions

ICOBS 5.3 Advised sales

REC 3.6 Constitution and governance

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order