Search Result

161 - 180 of 809 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers