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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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SUP 6.3 Applications for variation of permission

PERG 2.11 What to do now ?

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.1 Application and purpose

PR 4.1 Use of languages

DISP 1.3 Complaints handling rules

ICOBS 1.1 The general application rule

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DTR 6.2 Filing information and use of language

SUP 5.3 Policy on the use of skilled persons

SYSC 12.1 Application

SUP 8.3 Applying for a waiver

CRED 2.2 Structure

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading