Search Result

121 - 140 of 997 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

COND 1.3 General

As Published: 2001

COND 1.3 General

PR App 3.1

As Published: 2005

PR App 3.1

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies