Search Result

121 - 140 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions