Search Result

81 - 100 of 633 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client